THE MOST COMMON REASONS WHY INVESTORS ARE NEVER ABLE TO ENTER INTO A PRIVATE PLACEMENT PROGRAM

The most common reasons why investors are never able to enter into trading are: 1-They contact with people who says they are “the platform” and of course that's false or in most cases they have contact with “ An intermediary Platform”, what is diffeent to a Trading Platform or a Trader. The trading platform or theTrader Office never contact with clients. That is not its business.The first person who contact with the client is the Program Manager from the TraderOffice after the operation is submitted. 2- They donʼt have enough money or they have bought/leased a POF/BG wich is in Euroclear or DTC but in fact they do not have the money and of course they can not invest what they do not have. 3- They donʼt have the money in an “acceptable” bank. They have the money in a offshore bank that don´t allow the verification “bank to bank” or in a bank that is not recognized for any bank authority. 4- They donʼt have full control of the money (or the asset), because they rented, leased the instrument and of course they do not have the right to block the money or the instrument. They can´t issue a Swift MT-760 because they aren´t the owner of the asset. 5- They donʼt have a good explanation from the origin of the money , so this kind of money is not valid to enter the program. The money must be clean, clear and noncriminal origin. 6- They haven´t workable assets. Most of the cases the assets are not good for trading because they are not banked from a real bank, that is to say they are just in a security house but they do not have an SKR from the bank. It´s not incorporated in the Financial Banking System. 7- They try to proceed according to their own rules and this is not the way to enter in Private Placement Program.The rules and procedures are set for the trader and are the same for everybody, so if the investor can not comply/accomplish this rules , the investor can not participate in this financial oportunity. 8- They do not follow the required procedure: 8.1-Presentation of documentation.8.2- Due Dilligence. 8.3-Presentation of the Program Manager and Blocking asset agreement. 8.4-Submisson of the trading pre-contract. 8.5- Presentation of the trader and signing the Trading Contract. 9- They do not collaborate enough with the Trader or the Trading Group. 10- The client has an asset that don´t allow the verification bank to bank 11- They delay the delivery of documents or send non-confirmed documents. 12- They are in a “Black List” or under investigation. These are the main reasons why a potential client can not pass compliance or Due Dilligence and will not be able to enter into trading . These are the main reasons that everyone must understand and be able to comply with in order to pass compliance and enter into trading.